site stats

Licensing application sfc

WebWho needs a licence. Answer a few questions with this interactive tool to know whether you need to apply. WebThe SFC will not accept licensing applications from operators that only provide a direct peer-to-peer marketplace for transactions by investors who typically retain control over their own assets (be they fiat currencies or virtual assets) or operators that trade virtual assets for clients, including order routing, but do not provide ATS ...

Top Questions and Answers in Applying for an SFC License

Web03. sep 2024. · In this article, we provide an overview of SFC licensing requirements, including whether an SFC license is required, what type of SFC license is required and … WebOn the other hand, the SFC will also require the latest audited financial statements submitted by the applicant's holding company to understand its financial status. When submitting the company license application documents, the applicant must simultaneously submit the application for 2 responsible officers for each type of regulated activity ... bowling at the shrine mosque springfield mo https://bennett21.com

Do you need a licence or registration? - SFC

Web2 days ago · If virtual assets participate in decentralized exchanges, they must also apply for a license. He said that many DeFi projects need to be decentralized, and a few people or officials control most of the tokens. The Hong Kong SFC must ignore their superficial claims to study the substance’s substance. WebApplication for Licence - Corporation. Specified under section 402 of the Securities and Futures Ordinance (“Ordinance”) (Cap 571) Form. A Web11. apr 2024. · Gate Group to Apply for SFC Licences in Hong Kong after Securing the TCSP Licence. 2024-04-11 08:22:32 UTC Read：413. Previous: Gate.io Startup:RealityToken (RLTM) Initial Sale Result & Listing Schedule. Next: Gate.io Copy Trading Special Giveaways: Add customer service & Receive Official Exposure … bowling at the rec horsham

Hong Kong confirms new licensing regime for virtual asset …

Category:SFC License – Virtual Asset Trading Platforms - Sia Partners

Tags:Licensing application sfc

Licensing application sfc

Applying to the SFC for a Type 9 (asset management) Licence

Web18. nov 2024. · What is the timeline for an SFC licensing application The SFC has a service pledge of 15 weeks to process a licensing application. The precise time is difficult to predict and will depend upon the case officer handling the application as well as the individual applicant's background. Web3. Application fees for variation of regulated activity and change of role Licensed corporations Types of application Application fee Addition of RA other than Type 3 $4,740 per RA The application fee for Type 7 is waived if the carrying on of which is incidental to the carrying on of Type 1 and/or Type 2 RA Addition of Type 3 RA $129,730

Licensing application sfc

Did you know?

WebOur SFC licensing and compliance lawyers have also received a number of accolades over the years, including being recognised as the Asian-MENA Counsel Firm of the Year for … Web11. apr 2024. · SFC Corporate Website Investor and Financial Education Council Public Register of Licensees and Registrants List of Investment Products

WebCircular to licensed corporations . Handling of client complaints . This circular provides guidance to assist licensed corporations (LCs) in their compliance with regulatory requirements for handling complaints from clients. The protection of investors’ rights and interests is a top priority of the Securities and Futures Commission (SFC). An ... Web31. mar 2014. · SFC licensing applications for individual applicants are to be made jointly by the individual and the licensed corporation to which he or she proposes to become accredited. This places upon the ...

Web06. jul 2024. · The SFC will also prepare and publish for consultation the detailed regulatory requirements before commencement of the licensing regime. Upon commencement of the new regime, there will be a 180-day transitional period to facilitate licence applications by interested parties. Web28. sep 2024. · The following forms are specified by the SFC under section 402 of the Securities and Futures Ordinance Note . 1 - Application for Licence – Corporation: 2 - …

Web3. Application fees for variation of regulated activity and change of role Licensed corporations Types of application Application fee Addition of RA other than Type 3 …

WebSFC costs: the SFC charges a fixed application fee, which is HK$4,740, per regulated activity (except for Type 3 regulated activity) of a licensed corporation. bowling at trethorneWebThe SFCR generally apply to businesses that import or prepare food for export or interprovincial trade. However, some traceability, labelling and packaging requirements also apply to food businesses that trade within one province or territory. Read our Handbook for food businesses for general information. gum clinic locationsbowling at valley fair mallWeb10. apr 2024. · Alongside its involvement in the Web3 Festival, Gate Group's Hong Kong entity, Gate Digital Limited (Gate HK), has confirmed to apply for licences with the Securities and Futures Commission (SFC ... gum clinic in derryWeb01. mar 2024. · SFC approval of premises Applicants for a VASP licence will have to seek the SFC’s approval of the premises to be used for keeping records or documents required to be kept under the AMLO. The premises must be non-domestic premises suitable for storing relevant documents and records. Open-ended licences bowling at the xscape mkWebLicensing Handbook - SFC gum clinic isle of manWeb21. feb 2024. · To file an application for your SFC licence, you’ll have to pay a fee and send in the following supporting documents: Application forms; Compliance manuals; … bowling at tysons galleria